Hochschild Mining plc


DISCLAIMER – IMPORTANT

ELECTRONIC VERSIONS OF THE MATERIALS YOU ARE SEEKING TO ACCESS ARE BEING MADE AVAILABLE ON THIS WEBPAGE BY HOCHSCHILD MINING PLC (THE “COMPANY”) IN GOOD FAITH AND FOR INFORMATION PURPOSES ONLY.

SUBJECT TO CERTAIN EXCEPTIONS, THESE MATERIALS ARE NOT FOR DISTRIBUTION, DIRECTLY OR INDIRECTLY, IN OR INTO, AND ARE NOT DIRECTED AT OR ACCESSIBLE BY PERSONS LOCATED IN, THE UNITED STATES (SUCH TERM TO BE UNDERSTOOD THROUGHOUT THIS DISCLAIMER AS INCLUDING THE UNITED STATES’ TERRITORIES AND POSSESSIONS, ANY STATE OF THE UNITED STATES AND THE DISTRICT OF COLUMBIA), AUSTRALIA, JAPAN, NEW ZEALAND, SOUTH AFRICA OR ANY COUNTRY OR JURISDICTION INTO WHICH THE SAME WOULD BE UNLAWFUL.

PLEASE READ THIS NOTICE CAREFULLY - IT APPLIES TO ALL PERSONS WHO VIEW THIS WEBPAGE. PLEASE NOTE THAT THE DISCLAIMER SET OUT BELOW MAY BE ALTERED OR UPDATED. YOU SHOULD READ IT IN FULL EACH TIME YOU VISIT THE SITE.

Overseas Persons

Viewing the materials you seek to access may not be lawful in certain jurisdictions. In other jurisdictions, only certain categories of person may be allowed to view such materials. Any person resident outside the United Kingdom who wishes to view these materials must first satisfy themselves that they are informed about, are not subject to, and have observed the applicable statutory and regulatory requirements that prohibit or restrict them from doing so.

In particular, unless otherwise determined by the Company and permitted by applicable law and regulation, it is not intended, subject to certain exceptions, that any offering of the securities mentioned in such materials (the “Securities”) by the Company would be made, or any documentation be sent, directly or indirectly, in or into, the United States, Australia, Japan, New Zealand, South Africa or any country or jurisdiction into which the same would be unlawful.

The materials do not constitute or form a part of any offer or solicitation to purchase or subscribe for the Securities in the United States, Australia, Japan, New Zealand, South Africa or any jurisdiction into which such offers or sales are unlawful prior to registration or qualification under the securities laws of any such jurisdiction. Without limiting the generality of the foregoing, the Securities have not been and will not be registered under the U.S. Securities Act of 1933, as amended (the “Securities Act”), will not be registered with any authority competent with respect to securities in any state or other jurisdiction of the United States and will not be offered or sold in the United States except pursuant to an exemption from, or in a transaction not subject to, the registration requirements of the Securities Act and applicable state securities laws. There will be no public offering of the Securities in the United States. In Canada, the materials do not, and under no circumstances are they to be construed as, a prospectus, an advertisement or a public offering in Canada. No prospectus has been filed with any securities commission or similar regulatory authority in Canada in connection with the offering of the Securities. In addition, no securities commission or similar regulatory authority in Canada has reviewed or in any way passed upon the materials or the merits of the Securities, and any representation to the contrary is an offence. In relation to each EEA State (except for the United Kingdom) which has implemented the Prospectus Directive (each a relevant member state), no Nil Paid Rights, Fully Paid Rights or New Ordinary Shares are only being offered or will be offered pursuant to the Rights Issue to qualified investor as defined in the Prospectus Directive. In Canada, the Company is relying on the "Rights Offering" exemption to the prospectus filing requirement under section 2.1 of National Instrument 45-106 Prospectus Exemptions in connection with the Rights Issue. In Switzerland, the materials are not intended to constitute an offer or solicitation to purchase or invest in the Securities. The Securities may not be publicly offered, sold or advertised directly or indirectly into or in Switzerland and will not be listed on the SIX Swiss Exchange or any other stock exchange or regulated trading facility in Switzerland. Neither the materials nor any other offering or marketing material relating to the Securities will comply with the disclosure standards for prospectuses under Articles 652a and 1156 of the Swiss Code of Obligations or of the Listing Rules of the SIX Swiss Exchange or the listing rules of any other stock exchange or regulated trading facility in Switzerland and therefore do not constitute a prospectus within the meaning of Articles 652a and 1156 of the Swiss Code of Obligations or a listing prospectus according to Article 27 of the Listing Rules of the SIX Swiss Exchange or of any other stock exchange or regulated trading facility in Switzerland. Accordingly, the materials may not be publicly distributed or otherwise made publicly available in Switzerland.

These materials shall not be forwarded, reproduced or disclosed in such a manner that contravenes any of the foregoing restrictions or gives cause to require registrations or other actions in addition to what follows from the laws of England and Wales. Failure to comply with these instructions may result in a violation of the Securities Act or securities regulations applicable in other jurisdiction.

While the Company believes that these materials are accurate and complete as of the posted date, and while the Company may post new information from time to time, the Company does not assume any obligation to update or correct such information and explicitly disclaims any duty to do so.

Persons who have registered addresses in, or who are resident or located in, or who are citizens of, countries other than the United Kingdom should consult their professional advisers as to whether they require any governmental and/or other consents and/or need to observe any other formalities to enable them to view such materials. If you are not permitted to view materials on this webpage or are in any doubt as to whether you are permitted to view these materials, please exit this webpage. If you are not permitted to view materials on this webpage or are in any doubt as to whether you are permitted to view these materials, please exit this webpage.

Basis of access

Any person seeking access to this webpage represents and warrants to the Company that they are doing so for information purposes only. Making press announcements and other documents available in electronic format does not constitute an offer to sell or the solicitation of an offer to buy securities in the Company. Further, it does not constitute a recommendation by the Company or any other party to sell or buy securities in the Company. Persons resident in, or who are citizens of, countries other than the United Kingdom may be affected by the laws of the relevant jurisdiction. Such persons should consult their professional advisers as to whether they require any governmental and/or other consents and/or need to observe any other formalities to enable them to sell or buy securities in the Company.

Information for Qualified Institutional Buyers (“QIBs”) in the United States

If you are a QIB as defined in Rule 144A under the Securities Act, you are entitled to receive investor information in connection with the transactions announced by the Company on 15 October 2015 provided solely in compliance with the Company’s obligations under that Securities Act. If you wish to receive the above information by email, please click on the link below which will open an email to our Investor Relations team. Please provide your full name and QIB name in the email.

By clicking on the email link below:
mailto:charles.gordon@hocplc.com

Please note that none of the materials nor any copies thereof should be distributed within the United States.

QIB email

Confirmation of understanding and acceptance of disclaimer for investors outside the United States, Australia, Japan, New Zealand or South Africa.

Subject to certain exceptions, electronic versions of these materials are not directed at or accessible by persons located in the United States, Australia, Japan, New Zealand, South Africa or any other country or jurisdiction where such action is wholly or partially subject to legal restrictions.

By clicking on the “Agree” button, I certify that I am not a resident of, or located in, the United States, Australia, Japan, New Zealand, South Africa or any other country or jurisdiction where such action is wholly or partially subject to legal restrictions.

I have read and understood the disclaimer set out above. I understand that it may affect my rights. I agree to be bound by its terms. By clicking on the “Agree” button, I confirm that I am permitted to proceed to electronic versions of these materials.

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